Company recognizes that protecting privacy and security of the personal information we receive about our clients and former partners is an important responsibility. The information is used to provide accurate data in reporting and record keeping, to maintain our customers’ accounts, and to carry out requested transactions. The following describes our policy about how we treat that information.

How we get information. We receive most of the information we need directly from you on your application, other forms you complete, or from those you have authorized to provide information to us in connection with our providing you with our services. We also obtain information in the course of processing and recording your transactions with us.

Information we may get. The type of information we obtain depends on the type of product or service we are providing. The types of information we may obtain fall into the following general categories:

Client Information. Customer information includes identifying information such as your name, address, telephone number, social security number, and demographic data about you. It also includes information about your transactions with us such as the type and value of investments that you own.

We maintain physical, electronic and procedural safeguards to protect all the information we have obtained about you.

What we do with the information we obtain. We use information about you for business purposes such as evaluating your request for investments or other products or services, administering our products and services, and processing your transactions with us.